I
support sensible financial regulatory reform that will strengthen the banking
industry and economy while enhancing consumer choice and filling gaps in
consumer protection.
The regulatory reform legislation that ultimately
comes out of
What the legislation should not do is weaken or destroy
the dual banking system and consolidate bank regulatory authority.
As I write this, there is word that Senator Christopher
Dodd of
The creation of such a “monolithic” regulator as a means
to improve bank supervision is supported by a faulty assumption – that regulatory consolidation would result in a stronger and
safer banking system.
The opposite result is likely.
A monolithic regulator would weaken the system by
increasing industry consolidation.
This federal agency could exert a concentration of
authority and use a “one size fits all” approach that would disadvantage
smaller, locally owned banks, forcing them to sell to large institutions based
far from their customers.
It seems to me that this prospective outcome would only
increase systemic risk, while a key objective of any financial regulatory
reform proposal is to reduce systemic risk.
If you’re an
Community banks have been the bedrock of diversity in our
financial system, and this diversity has been a key to the resilience and
stability of the system.
It is likely a single federal regulator would focus its
attention on the largest and most complex regulated entities. Community banks would be denied the ability
to be flexible and to innovate responsibly to meet local needs.
Furthermore, I believe this “single regulator” model
would lower the quality of bank supervision – not raise it, which is one of the
goals of comprehensive financial regulatory reform.
The benefits of the dual banking system and structure of
multiple regulators – the checks and balances that temper concentrated
authority, and the synergism produced by collaboration and joint problem
solving – would be lost.
I rely on the Federal Deposit Insurance Corporation and
Federal Reserve, independent agencies that would be merged into a single
federal regulator under Senator Dodd’s proposal.
As Bank Commissioner, it is my job to ensure this office
makes good decisions. They have to be
good. The 100 banks my staff supervise finance economic growth and job creation
throughout
I often confer with my colleagues at the FDIC and Federal
Reserve when making an important decision.
I solicit their viewpoints to draw on their perspective as fellow
supervisors of state-chartered banks.
Collaboration among multiple regulators with a diversity
of experience, opinions and resources improves the quality of bank
supervision. Better supervision, in
turn, promotes sounder financial institutions able to meet the needs of their
customers. Sound financial institutions
build stronger communities.
State bank regulators, with their “homegrown”
understanding of local communities and proximity to the banks they supervise,
likely would lose their important role in a structure dominated by a single
federal regulator.
Joseph A. Smith Jr., Commissioner of Banks in
“Because of our proximity to and knowledge of the
entities we regulate, the local economic conditions and consumers, states are
often the first to identify emerging trends, practices, products or threats
that impact the financial system,” Smith stated.
Regulatory reform of financial services is warranted,
given the cascading turmoil in the economy brought on primarily by unsound
mortgage lending. Community banks in
Certainly, one of the lessons to be learned from these
events is that bigger does not always mean better when it comes to both
financial institutions and their regulators.
The product of bank regulatory reform should be a system
that is nimble and well equipped to respond to the conditions and needs that
are unique to each community. A new
regulatory structure should encourage decisions that are pushed down to the
often better informed, more responsive local level, not made in a vacuum by an
agency with unchecked authority.
The
system should result in smarter regulation, healthier financial institutions
and prosperous communities across